safety
Compliance Audit Checklist
Run an internal audit that stands up to an external one.
Agree scope and standard
Which clauses, sites and period are in scope.
~30 min
Request evidence in advance
Policies, records, training logs and previous findings.
~30 min
Review documentation
Check documents are current, approved and version controlled.
~90 min
Interview process owners
Confirm practice matches the written procedure.
~90 min
Record findings with evidence
Classify as major, minor or observation.
~45 min
Agree corrective actions
Root cause, owner and due date for each finding.
~45 min
Report and schedule follow-up
Issue the report and diarise verification.
~30 min
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